Compliance Officer Compliance Control Room 50-60%

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.

Compliance Control Room is part of the Risk, Legal and Compliance Division of Julius Baer and supports the Senior Management in ensuring compliance with external and internal regulations for employees and clients to actively manage operational, regulatory and reputational risks.
To support us in this interesting and challenging task we’re looking for an expert in the monitoring of securities transactions and as such FINMA contact person for national and international administrative assistance.

YOUR CHALLENGE

• Ensure a proper handling of supervisory inquiries initiated by FINMA or foreign supervisory authorities with regard to insider offences and market abuse

• Monitoring of securities transactions in the area of insider offences and market abuse

• Monitoring of securities transactions carried out by employees who have to comply with holding periods or the rules of front / parallel / after running

• Handling of violations of securities transactions

• Investigations in connection with securities transactions

• Reporting of management transactions to SIX Swiss Exchange Regulation

• Responsibility for set-up/maintenance of ad-hoc confidentiality areas and information barriers

• Development and implementation of directives related to the area of responsibility

• Training courses in the specialist area

• Support in projects in Risk, Legal & Compliance with reference to compliance-relevant topics

YOUR PROFILE

• University Master degree in law or similar legal education (e.g. completed diploma program) is a must

• 3 to 5 years of experience in legal/regulatory aspects of Market

• Excellent legal/regulatory background in the area of private banking as well as sound knowledge of financial products & services

• Knowledge of local and European financial market regulations

• Strong diplomatic (negotiation) skills, ability to assess the full scope of a problem and general high sense of responsibility

• Excellent C2 language skills in German (oral and written form), ability to draw up legal documents in German

• Excellent language skills in English (oral and written form)

• Good communication skills in conjunction with assertiveness, able to work independently whilst and on own initiative whilst being an excellent team player

• Precise, organized and reliable working style

• Distinguished flexibility and efficiency, high sense of confidentiality

• Excellent knowledge of MS Office and strong IT flair. Affinity to applying agile (IT) project implementation methodologies as per the Bank’s agile (transformation) framework

• Solution and target-orientated while staying client-orientated with a critical mind and a strong sense of commitment to quality

We are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our Career site .

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The international reference in wealth management

Julius Baer is the leading Swiss wealth management group. We focus on servicing and advising sophisticated private clients from around the world, taking into account what truly matters to them – in their business and personal life, today and for future generations.

Headquartered in Zurich, we are present in around 60 locations worldwide, including Dubai, Dublin, Frankfurt, Geneva, Hong Kong, London, Lugano, Luxembourg, Madrid, Mexico City, Monaco, Mumbai, Santiago de Chile, São Paulo, Shanghai, Singapore, and Tel Aviv.

Why join Julius Baer?

At Julius Baer our employees enjoy the benefits of a global company with the support and collegiality of a much smaller one. We are growing quickly, but we remain dedicated to maintaining our accessible structure with flat hierarchies, and approachable and supportive leaders.

With offices around the world, we offer an international and stimulating work environment and the opportunity to work with a diverse team of highly motivated colleagues, bringing the best of the bank to our clients.Our core values of Care, Passion, and Excellence define the tone of how we interact with each other and our partners.

Committed to your success

Whether nurturing young talent with our renowned apprentice scheme, enabling ambitious university graduates to put theory into practice with our Graduate Programme , or providing first-class opportunities for experienced professionals, we look after our employees. We believe in continuous learning as a company and as individuals, which is why we put a focus on the health and well-being of our employees and offer flexible working options, a wide array of benefits, and extensive career development programmes .

For more information visit www.juliusbaer.com or contact us via the Contact Form .

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